January 5, 1996


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15 CFR Part 774


[[61 FR 13026]]

PART 774--THE COMMERCE CONTROL LIST

Supplement No. 1 to Part 774


Category 9--Propulsion Systems Space Vehicles and Related Equipment A. Equipment, Assemblies and Components 9A001 Aero gas turbine engines incorporating any of the technologies controlled by 9E003.a and described in this entry. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. MT applies to only to those engines that MT Column 1. meet the characteristics listed in 9A101. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; parts and accessories in $ value Related Controls: N/A Related Definitions: N/A Items: a. Not certified for the specific ``civil aircraft'' for which they are intended; [[Page 13027]] Note: For the purpose of the ``civil aircraft'' certification process, a limited number of civil certified engines, assemblies or components may be authorized for export and reexport to Country Group D:1. This limited number is defined as the minimum required (up to 16, including spares) for civil certification. b. Not certified for civil use by the civil aviation authorities in a country listed in Country Group A:1; c. Designed to cruise at speeds exceeding Mach 1.2 for more than thirty minutes; 9A002 Marine gas turbine engines with an ISO standard continuous power rating of 24,245 kW or more and a specific fuel consumption of less than 0.219 kg/kWh at any point in the power range from 35 to 100%, and specially designed assemblies and components therefor. License Requirements Reason for Control: NS, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: Yes, only as described in Advisory Note 1 to Category 9 CIV: Yes, only as described in Advisory Note 1 to Category 9 List of Items Controlled Unit: Number Related Controls: N/A Related Definition: The term marine gas turbine engines includes those industrial, or aero-derivative, gas turbine engines adapted for marine propulsion or shipboard power generation. Items: The list of items controlled is contained in the ECCN heading. 9A003 Specially designed assemblies and components, incorporating any of the technologies controlled by 9E003.a, for gas turbine engine propulsion systems. License Requirements Reason for Control: NS, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: Number Related Controls: Related Definition: This entry does not control multiple domed combusters operating at average burner outlet temperatures equal to or less than 1,813 K (1,540 deg.C). Items: a. Assemblies and components specially designed for those gas turbine engine propulsion systems controlled by 9A001; or b. Whose design or production origins are either countries listed in Country Group D:1 or unknown to the manufacturer; 9A004 ``Spacecraft'', (not including their payloads) and specially designed components therefore. License Requirements Reason for Control: NS, AT ------------------------------------------------------------------------ Control(s) Country chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; components, parts and accessories in $ value Related Controls: (1.) The corresponding EU list number controls space launch vehicles (not including their payloads) and other ``spacecraft'' (not identified in this CCL entry). These items are subject to the export licensing authority of the U.S. Departement of State, Office of Defense Trade Controls (See 22 CFR part 121, Category XV). (2.) For the control status of products contained in ``spacecraft'' payloads, see the appropriate categories. (3.) All communication satellites identified in paragraphs a.1 through a.9 of this entry and specially designed components, parts, accessories, attachments, associated equipment, and ground support equipment therefor, are subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121, Category XV.) Related Definition: (1.) Transferring registration or operational control to any foreign person of any satellite controlled by this entry must be authorized on a license issued by the Bureau of Export Administration. This requirement applies whether the satellite is physically located in the United States or abroad. (2.) If you are requesting a license from BXA for items other than those specified in 9A004, you must provide a statement from the U.S. Department of State, Office of Defense Trade Controls, verifying that the item intended for export or reexport is under the export licensing jurisdiction of the U.S. Department of Commerce. Items: a. Commercial Communication Satellites, except those with the following characteristics: a.1. Anti-jam capability: Antennas and/or antenna systems with the ability to respond to incoming interference by adaptively reducing antenna gain in the direction of the interference; a.2. Antennas: a.2.a. With aperture (overall dimension of the radiating portions(s) of the antennas) greater than 30 feet; or a.2.b. With all sidelobes less than or equal to -35db; or a.2.c. Designed, modified or configured to provide coverage area on the surface of the earth less than 200 nm in diameter, where ``coverage area'' is defined as that area on the surface of the earth that is illuminated by the main beam width of the antenna (which is the angular distance between half power points of the beam); a.3. Designed, modified or configured for intersatellite data relay links that do not involve a ground relay terminal (``cross- links''); a.4. Spaceborne baseband processing equipment that uses any technique other than frequency translation which can be changed on a channel by channel basis among previously assigned fixed frequencies several times a day; a.5. Employing any of the cryptographic items subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls under 22 CFR part 121, Category XIII, paragraph (b); a.6. Employing radiation-hardened devices controlled elsewhere in 22 CFR 121.1 that are not ``embedded'' in the satellite in such a way as to deny physical access. (For purposes of this subparagraph, ``embedded'' means that the device cannot feasibly either be removed from the satellite or used for other purposes); a.7. Having propulsion systems that permit acceleration of the satellite on-orbit (i.e., after mission orbit injection) at rates greater than 0.1 g; a.8. Having attitude control and determination systems designed to provide spacecraft pointing determination and control better than 0.02 degrees per axis; or a.9. Having orbit transfer engines (``kick motors'') that remain permanently with the spacecraft and are capable of being restarted after achievement of mission orbit and providing acceleration greater than 1 g. (Orbit transfer engines that are not designed, built, and shipped as an integral part of the satellite subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls under 22 CFR part 121, Category IV.) b. Other ``spacecraft'' not subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls under 22 CFR part 121, Category XV.) Note: 9A004.b includes the international space station being developed, launched and operated under the supervision of the U.S. National Aeronautics and Space Administration. 9A018 Equipment on the International Munitions List. License Requirements Reason for Control: NS, RS, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 1. RS applies to 9A018.a and b.............. RS Column 2. [[Page 13028]] AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $1500 GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; parts and accessories in $ value Related Controls: (a) Parachute systems designed for use in dropping military equipment, braking military aircraft, slowing spacecraft descent, or retarding weapons delivery; AND (b)Instrument flight trainers for combat simulation are subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121, Category VIII.) Related Definition: This entry controls parachute systems designed for use in dropping personnel only. Items: a. Military trainer aircraft bearing ``T'' designations: a.1. Using reciprocating engines; or a.2. Turbo prop engines with less than 600 horse power (h.p.); a.3. T-37 model jet trainer aircraft; and a.4. Specially designed component parts. b. Vehicles specially designed or modified for military purposes. (See part 770 of the EAR, Interpretation 8) c. Pressure refuelers, pressure refueling equipment, and equipment specially designed to facilitate operations in confined areas; and ground equipment, n.e.s, developed specially for military aircraft and helicopters, and specially designed parts and accessories, n.e.s.; d. Pressurized breathing equipment specially designed for use in military aircraft and helicopters; e. Military parachutes and complete canopies, harnesses, and platforms and electronic release mechanisms therefor, except such types as are in normal sporting use; f. Military instrument flight trainers, except for combat simulation; and components, parts, attachments and accessories specially designed for such equipment. 9A101 Lightweight turbojet and turbofan engines (including turbocompound engines) usable in ``missiles'', other than those specified in 9A001, having both the following characteristics. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; parts and accessories in Sec. value Related Controls: (1.) Items controlled in 9A101.b in the corresponding EU List number are not controlled in this CCL entry. Those items are subject to the export licensing jurisdiction of the U.S. Department of State, Office of Defense Trade Controls (See 22 CFR part 121, Category IV, paragraph (h) and Category VIII). (2.) Engines designed or modified for missiles (except engines for non- military unmanned air vehicles [UAVs] or remotely piloted vehicles [RPVs]), regardless of thrust or specific fuel consumption, are subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121, Category VIII.) Related Definitions: N/A Items: a. Maximum thrust value greater than 1000 N (achieved un- installed) excluding civil certified engines with a maximum thrust value greater than 8,890 N (achieved un-installed); and b. Reserved. c. Specific fuel consumption of 0.13kg/N/hr or less (at sea level static and standard conditions). 9A106 Systems or components, other than those controlled by 9A006, usable in ``missiles,'' as follows, specially designed for liquid rocket propulsion systems. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............. MT Column 1. AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $1000 GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment and components in number; parts and accessories in $ value Related Controls: Items controlled in 9A106.a, .b, and .c in the corresponding EU List number are not controlled in this CCL entry. Those items are subject to the export licensing jurisdiction of the U.S. Department of State, Office of Defense Trade Controls (See 22 CFR part 121, Category IV, paragraphs (f) and (h).) Related Definitions: Only the following servo valves and pumps are controlled by this entry: (1.) Servo valves designed for flow rates of 24 liters per minute or greater, at an absolute pressure of 7 MPa (1,000 psi) or greater, have an actuator response time of less than 100 ms; (2.) Pumps, for liquid propellants, with shaft speeds equal to or greater than 8,000 rpm or with discharge pressures equal to or greater than 7 MPa (1,000 psi). Items: a. Reserved. b. Reserved. c. Reserved. d. Liquid or slurry propellant (including oxidizers) control systems designed or modified to operate in vibration environments of more than 10 g RMS between 20 Hz and 2,000 Hz, and specially designed components therefor. 9A110 Composite structures, laminates, and manufactures thereof, and resin impregnated fiber prepregs and metal coated fiber preforms, therefor, made either with organic matrix or metal matrix utilizing fibrous or filamentary reinforcements having a specific tensile strength greater than 7.62 x 10\4\ m (3 x 10\6\ inches) and a specific modulus greater than 3.18 x 10\6\ m (1.25 x 10\8\ inches). License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............. MT Column 1. AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $1500 GBS: N/A CIV: N/A List of Items Controlled Unit: Kilograms Related Controls: The corresponding EU List number includes references to items that are not contained on the CCL (e.g., 9A005, 9A007, 9A010, 9A104, 9A105, 9A106.a, .b, and .c, 9A107, 9A108, 9A116 to 9A119). These items are not cross-referenced in the CCL since they are subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls (see 22 CFR part 121) and do not appear on the CCL. Related Definition: The only resin impregnated fiber prepregs specified in entry 9A110 are those using resins with a glass transition temperature (T<INF>g), after cure, exceeding 418 K (145 deg. C) as determined by ASTM D4065 or national equivalents. Items: The list of items controlled is contained in the ECCN heading. 9A115 Launch support equipment designed or modified for systems controlled by 9A004 or 9A104. License Requirements Reason for Control: MT, UN, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............. MT Column 1. UN applies to entire entry............. Rwanda. AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A [[Page 13029]] List of Items Controlled Unit: Equipment in number; parts and accessories in $ value Related Controls: (1.) Items controlled in 9A115.a in the corresponding EU List number are not controlled in this CCL entry. Those items are subject to the export licensing jurisdiction of the U.S. Department of State, Office of Defense Trade Controls (see 22 CFR part 121, Category VIII, paragraph (e)). (2.) This entry contains references to EU list numbers that are not contained on the CCL. Related Definitions: N/A Items: a. Reserved. b. Vehicles for transport, handling, control, activation or launching. 9A190 Non-military unmanned air vehicle systems (UAVs) and remotely piloted vehicles (RPVs) that are capable of a maximum range of at least 300 kilometers (km), regardless of payload. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............. MT Column 1. AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; parts and accessories in $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9A980 Nonmilitary mobile crime science laboratories; and parts and accessories, n.e.s. License Requirements Reason for Control: CC ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ CC applies to entire entry............. CC Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9A990 Diesel engines, n.e.s., for trucks, tractors, and automotive applications of continuous brake horsepower of 400 BHP (298 kW) or greater (performance based on SAE J1349 standard conditions of 100 kPa and 25 deg.); pressurized aircraft breathing equipment, n.e.s.; and specially designed parts therefor, n.e.s. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............. AT Column 2. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9A991 ``Aircraft'' and certain gas turbine engines, n.e.s. License Requirements Reason for Control: AT, UN ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............. AT Column 1. UN applies to 9A991.a.................. Rwanda. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: Number Related Controls: N/A Related Definitions: N/A Items: a. Military aircraft, demilitarized (not specifically equipped or modified for military operation), as follows: a.1. Cargo, ``C-45 through C-118'' inclusive, and ``C-121,'' a.2. Trainers, bearing a ``T'' designation and using piston engines, a.3. Utility, bearing a ``U'' designation and using piston engines, a.4. Liaison, bearing an ``L'' designation, and a.5. Observation, bearing an ``O'' designation and using piston engines; b. Other nonmilitary aircraft; and Note: Specify make and model of aircraft and type of avionic equipment on aircraft. c. Aero gas turbine engines not controlled by 9A001 or 9A101, and specially designed parts therefor. Note: 9A991.c does not control aero gas turbine engines that are destined for use in civil ``aircraft'' and that have been in use in bona fide civil ``aircraft'' for more than eight years. (See 9A994.) 9A992 Off highway wheel tractors of carriage capacity 9mt (20,000 lbs) or more; and parts and accessories, n.e.s. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; parts and accessories in Sec. value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9A993 On-Highway tractors, with single or tandem rear axles rated for 9mt per axel (20,000 lbs.) or greater and specially designed parts. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; parts and accessories in $ value Related Controls: N/A Related Definition: This entry controls highway tractors only. It does not control solid chassis vehicles such as dump trucks, construction equipment, or panel/van type trucks. Items: The list of items controlled is contained in the ECCN heading. 9A994 Aircraft parts and components, n.e.s. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. [[Page 13030]] B. Test, Inspection and Production Equipment 9B001 Specially designed equipment, tooling or fixtures, as follows, for manufacturing or measuring gas turbine blades, vanes or tip shroud castings. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: Yes, for 9B001.a, .b, .f and .h CIV: Yes, for 9B001.a, .b, .f and .h List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: a. Automated equipment using non-mechanical methods for measuring airfoil wall thickness; b. Tooling, fixtures or measuring equipment for the ``laser'', water jet or ECM/EDM hole drilling processes controlled by 9E003.c; c. Directional solidification or single crystal casting equipment; d. Ceramic cores or shells; e. Ceramic core manufacturing equipment or tools; f. Ceramic core leaching equipment; g. Ceramic shell wax pattern preparation equipment; h. Ceramic shell burn out or firing equipment. 9B002 On-line (real time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for the development of gas turbine engines, assemblies or components incorporating technologies controlled by 9E003.a. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $3000 GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B003 Equipment specially designed for the production or test of gas turbine brush seals designed to operate at tip speeds exceeding 335 m/ s, and specially designed parts or accessories. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B004 Tools, dies or fixtures for the solid state joining of gas turbine ``superalloy'' or titanium components. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $3000 GBS: N/A CIV: N/A List of Items Controlled Unit: Number Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B005 On-line (real-time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for use with wind tunnels or devices. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: Yes List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: a. Wind tunnels designed for speeds of Mach 1.2 or more, except those specially designed for educational purposes and having a test section size (measured laterally) of less than 250 mm; Technical Note: Test section size in 9B005.a means: the diameter of the circle, or the side of the square, or the longest side of the rectangle at the largest test section location. b. Devices for simulating flow-environments at speeds exceeding Mach 5, including hot-shot tunnels, plasma arc tunnels, shock tubes, shock tunnels, gas tunnels and light gas guns; c. Wind tunnels or devices, other than two-dimensional sections, capable of simulating Reynolds number flows exceeding 25 x 106. 9B006 Specially designed acoustic vibration test equipment capable of producing sound pressure levels of 160 dB or more, (reference to 20 micropascals) with a rated output of 4 kW or more at a test cell temperature exceeding 1273 K (1000 deg.C), and specially designed transducers, strain gauges, accelerometers, thermocouples or quartz heaters therefor. License Requirements: Reason for Control: NS, AT ------------------------------------------------------------------------ Control(s) Country chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions: LVS: $3000 GBS: Yes CIV: Yes List of Items Controlled Unit: Number Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B007 Equipment specially designed for inspecting the integrity of rocket motors using non-destructive test (NDT) techniques other than planar X-ray or basic physical or chemical analysis. License Requirements: Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A GBS: N/A CIV: N/A List of Items Controlled Unit: Number Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. [[Page 13031]] 9B008 Transducers specially designed for the direct measurement of the wall skin friction of the test flow with a stagnation temperature exceeding 833 K (560 deg. C). License Requirements Reason for Control: NS, AT ------------------------------------------------------------------------ Control(s) Country chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: Number Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B009 Tooling specially designed for producing turbine engine powder metallurgy rotor components capable of operating at stress levels of 60% of ultimate tensile strength (UTS) or more and metal temperatures of 873 K (600 deg. C) or more. License Requirements Reason for Control: NS, AT ------------------------------------------------------------------------ Control(s) Country chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 2. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: Equipment in number; parts and accessories in $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B105 Wind tunnels for speeds of Mach 0.9 or more usable for ``missiles'' and their subsystems. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B106 Environmental chambers and anechoic chambers. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $3000 GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: a. Environmental chambers capable of simulating the following flight conditions: a.1. Vibration environments of 10 g rms or greater between 20 Hz and 2,000 Hz and imparting forces of 50 kN or greater; and a.2. Altitudes of 15,000 m or greater; or a.3. Temperature of at least 223 K (-50 deg.C) to 398 K (+ 125 deg.C) b. Anechoic chambers capable of simulating the following flight conditions: b.1. Acoustic environments at an overall sound pressure level of 140 dB or greater (referenced to 20 microPa) or with a rated power output of 4 kW or greater; and b.2. Altitudes of 15,000 m or greater; or b.3. Temperature of at least 223 K (-50 deg.C) to 398 K (+125 deg.C). 9B115 Specially designed ``production equipment'' for the systems, sub-systems, and components controlled by 9A004 to 9A009, 9A011, 9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: This entry contains references to EU list numbers that are not contained on the CCL. Though the items controlled by 9A004 to 9A009, 9A011, 9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119 are not subject to the export licensing authority of BXA, the ``production equipment'' related to these items are controlled in this entry on the CCL. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B116 Specially designed ``production facilities'' for the systems, sub-systems, and components controlled by 9A004 to 9A009, 9A011, 9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: This entry contains references to EU list numbers that are not contained on the CCL. Though the items controlled by 9A004 to 9A009, 9A011, 9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119 are not subject to the export licensing authority of BXA, the ``production facilities'' related to these items are controlled in this entry on the CCL. Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9B117 Test benches and test stands for solid or liquid propellant rockets or rocket motors, having either of the following characteristics. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: $5000 GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: a. The capacity to handle more than 90 kN (20,000 lbs.) of thrust; or b. Capable of simultaneously measuring the three axial thrust components. 9B994 Vibration test equipment and specially designed parts and components, n.e.s. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions LVS: N/A [[Page 13032]] GBS: N/A CIV: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. C. Materials [Reserved] D. ``Software'' 9D001 ``Software'' ``required'' for the ``development'' of equipment or ``technology'' controlled by 9A (except 9A018, 9A990 to 9A994), 9B (except 9B994) or 9E003. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to ``software'' for items NS Column 1. controlled by 9A001 to 9A003, 9B001 to 9B009, 9E003. MT applies to ``software'' for equipment MT Column 1. controlled by 9A001, 9A101, 9A106, 9A110, 9A115, 9A190, 9B001 to 9B005, 9B007, 9B105, 9B106, 9B115 to 9B117 for for MT reasons. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: $ value Related Controls: (1.) The corresponding EU List number controls ``software'' relating to entries that do not appear on the CCL (e.g., 9A004 to 9A011, 9A104, 9A105, 9A107 to 9A109, 9A111, 9A116 to 9A119). The ``software'' related to these entries is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121.) (2.) ``Software'' ``required'' for the ``development'' of equipment controlled by 9A004 is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121, Category XV.) Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9D002 ``Software'' ``required'' for the ``production'' of equipment controlled by 9A (except 9A018, 9A990 to 9A994) or 9B (except 9B994). License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to ``software'' for NS Column 1. equipment controlled by 9A001 to 9A003 or 9B001 to 9B009. MT applies to ``software'' for MT Column 1. equipment controlled by 9A001, 9A101, 9A106, 9A110, 9A115, 9A190, 9B001 to 9B005, 9B007, 9B105, 9B106, 9B115 to 9B117 for for MT reasons. AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A Listed of Items Controlled Unit: $ value Related Controls: (1.) The corresponding EU List number controls ``software'' relating to entries that do not appear on the CCL (e.g., 9A005 to 9A011, 9A104, 9A105, 9A107 to 9A109, 9A111, 9A116 to 9A119). The ``software'' related to these entries is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121.) (2.) ``Software'' ``required'' for the ``production'' of equipment controlled by 9A004 is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121, Category XV.) Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9D003 ``Software'' ``required'' for the ``use'' of full authority digital electronic engine controls (FADEC) for propulsion systems controlled by 9A (except 9A018, 9A990 to 9A994) or 9B (except 9B994). License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to ``software'' for ``use'' of NS Column 1. FADEC for equipment controlled by 9A001 to 9A003. MT applies to ``software'' required for MT Column 1. the ``use'' of FADEC for gas turbine aero engines controlled by 9A101, 9A106, 9A110, or 9A115. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ Unit: $ value Related Controls: (1.) The corresponding EU List number controls ``software'' relating to entries that do not appear on the CCL (e.g., 9A005 to 9A011, 9A105, 9A107 to 9A109, 9A111, 9A116 to 9A119). The ``software'' related to these entries is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls (see 22 CFR part 121). (2.) ``Software'' ``required'' for ``use'' of FADEC for equipment controlled by 9A004 is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121, Category XV.) Related Definitions: N/A Items: a. ``Software'' in digital electronic controls for propulsion systems, aerospace test facilities or air breathing aero-engine test facilities; b. Fault-tolerant ``software'' used in FADEC systems for propulsion systems and associated test facilities. 9D004 Other ``software''. License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 1. MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: a. ``Software'' specially designed for vibration test equipment using real time digital controls with individual exciters (thrusters) with a maximum thrust exceeding 50 kN; b. 2D or 3D viscous ``software'' validated with wind tunnel or flight test data ``required'' for detailed engine flow modelling; c. ``Software'' ``required'' for the ``development'' or ``production'' of real time full authority electronic test facilities for engines or components controlled by 9A; d. ``Software'' for testing aero gas turbine engines, assemblies or components, specially designed to collect, reduce and analyze data in real time, and capable of feedback control, including the dynamic adjustment of test articles or test conditions, as the test is in progress; e. ``Software'' specially designed to control directional solidification or single crystal casting; f. ``Software'' in ``source code,'' ``object code'' or machine code ``required'' for the ``use'' of active compensating systems for rotor blade tip clearance control. Note: 9D004.f does not control ``software'' embedded in uncontrolled equipment or ``required'' for maintenance activities associated with the calibration or repair or updates to the active compensating clearance control system. [[Page 13033]] 9D101 ``Software'' specially designed for the ``use'' of items specified in 9A101, 9A106, 9A110, 9A115, 9A190, 9B105, 9B106, 9B116 or 9B117. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9D018 ``Software'' for the ``use'' of equipment controlled by 9A018. License Requirements Reason for Control: NS, RS, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 1. RS applies to 9A018.a and .b............. RS Column 2. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: Yes for Australia, Japan, New Zealand, and NATO only List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9D990 ``Software'', n.e.s., for the ``development'' or ``production'' of diesel engines and pressurized aircraft breathing equipment controlled by 9A990. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 2. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9D991 ``Software'', n.e.s., for the ``development'' or ``production'' of aircraft and aero gas turbine engines controlled by 9A991 or aircraft parts and components controlled by 9A994. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9D993 ``Software'' for the ``production'' or ``development'' of off- highway wheel tractors controlled by 9A992 or on-highway tractors controlled by 9A993. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9D994 ``Software'' for the ``development'', ``production'', or ``use'' of equipment controlled by 9B994. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: $ value Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. E. Technology 9E001 ``Technology'' according to the General Technology Note for the ``development'' of equipment or ``software'' controlled by 9A001.c, 9B (except 9B994), or 9D (except 9D018, 9D990 to 9D994). License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to ``technology'' for items NS Column 1. controlled by 9A001.c, 9B001 to 9B009, 9D001 to 9D004. MT applies to ``technology'' for items MT Column 1. controlled by 9B001 to 9B005, 9B007, 9B105, 9B106, 9B115 to 9B117, 9D001 to 9D004 for MT reasons. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: 1.) The corresponding EU List number controls ``software'' relating to entries that do not appear on the CCL (e.g., 9D103). The ``software'' related to these entries is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls (see 22 CFR part 121). 2.) ``Technology'' required for the ``development'' of equipment controlled by 9A004 is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls. (See 22 CFR part 121, Category XV.) Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9E002 ``Technology'' according to the General Technology Note for the ``production'' of equipment controlled by 9A001.c or 9B (except 9B994). License Requirements Reason for Control: NS, MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............. NS Column 1. MT applies to ``technology'' for MT Column 1. equipment controlled by 9B001 to 9B005, 9B007, 9B105, 9B106, 9B115 to 9B117 for MT reasons. AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A [[Page 13034]] Related Controls: See 1E002.f for controls on ``technology'' for the repair of controlled structures, laminates or materials. Related Definition: Development or production ``technology'' controlled by 9E for gas turbine engines remains controlled when used as ``use'' ``technology'' for repair, rebuild and overhaul. Excluded from control are: technology, drawings or documentation for maintenance activities directly associated with calibration, removal or replacement of damaged or unserviceable line replaceable units, including replacement of whole engines or engine modules. Items: The list of items controlled is contained in the ECCN heading. 9E003 Other ``technology''. License Requirements Reason for Control: NS, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............. NS Column 1. AT applies to entire entry............. AT Column 1 ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: N/A Related Definitions: N/A Items: a. ``Technology'' ``required'' for the ``development'' or ``production'' of the following gas turbine engine components or systems: a.1. Gas turbine blades, vanes or tip shrouds made from directionally solidified (DS) or single crystal (CS) alloys having (in the 001 Miller Index Direction) a stress-rupture life exceeding 400 hours at 1,273 K (1,000 deg. C) at a stress of 200 MPa, based on the average property values; a.2. Multiple domed combustors operating at average burner outlet temperatures exceeding 1,643 K (1370 deg. C), or combustors incorporating thermally decoupled combustion liners, non-metallic liners or non-metallic shells; a.3. Components manufactured from organic ``composite'' materials designed to operate above 588 K (315 deg. C), or from metal ``matrix'' ``composite'', ceramic ``matrix'', intermetallic or intermetallic reinforced materials controlled by 1A002 or 1C007; a.4. Uncooled turbine blades, vanes, tip-shrouds or other components designed to operate at gas path temperatures of 1,323 K (1,050 deg. C) or more; a.5. Cooled turbine blades, vanes or tip-shrouds, other than those described in 9E003.a.1, exposed to gas path temperatures of 1,643 K (1,370 deg. C) or more; a.6. Airfoil-to-disk blade combinations using solid state joining; a.7. Gas turbine engine components using ``diffusion bonding'' ``technology'' controlled by 2E003.b; a.8. Damage tolerant gas turbine engine rotating components using powder metallurgy materials controlled by 1C002.b; a.9. Full authority digital electronic engine controls (FADEC) for gas turbine and combined cycle engines and their related diagnostic components, sensors and specially designed components; a.10. Adjustable flow path geometry and associated control systems for: a.10.a. Gas generator turbines; a.10.b. Fan or power turbines; a.10.c. Propelling nozzles; Note 1: Adjustable flow path geometry and associated control systems do not include inlet guide vanes, variable pitch fans, variable stators or bleed valves for compressors. Note 2: 9E003.a.10 does not control ``development'' or ``production'' ``technology'' for adjustable flow path geometry for reverse thrust. a.11. Rotor blade tip clearance control systems employing active compensating casing ``technology'' limited to a design and development data base; a.12. Gas bearings for gas turbine engine rotor assemblies; a.13. Wide chord hollow fan blades without part-span support; b. ``Technology'' ``required'' for the ``development'' or ``production'' of: b.1. Wind tunnel aero-models equipped with non-intrusive sensors capable of transmitting data from the sensors to the data acquisition system; b.2. ``Composite'' propeller blades or propfans capable of absorbing more than 2,000 kW at flight speeds exceeding Mach 0.55; c. ``Technology'' ``required'' for the ``development'' or ``production'' of gas turbine engine components using ``laser'', water jet or ECM/EDM hole drilling processes to produce holes with: c.1.a. Depths more than four times their diameter; c.1.b. Diameters less than 0.76 mm; and c.1.c. Incidence angles equal to or less than 25 deg.; or c.2.a. Depths more than five times their diameter; c.2.b. Diameters less than 0.4 mm; and c.2.c. Incidence angles of more than 25 deg.; Technical Note: For the purposes of 9E003.c, incidence angle is measured from a plane tangential to the airfoil surface at the point where the hole axis enters the airfoil surface. d. ``Technology'' ``required'' for the ``development'' or ``production'' of helicopter power transfer systems or tilt rotor or tilt wing ``aircraft'' power transfer systems: d.1. Capable of loss-of-lubrication operation for 30 minutes or more; or d.2. Having an input power-to-weight ratio equal to or more than 8.87 kW/kg. e.1. ``Technology'' for the ``development'' or ``production'' of reciprocating diesel engine ground vehicle propulsion systems having all of the following: e.1.a. A box volume of 1.2 m\3\ or less; e.1.b. An overall power output of more than 750 kW based on 80/ 1269/EEC, ISO 2534 or national equivalents; and e.1.c. A power density of more than 700 kW/m\3\ of box volume; Technical Note: Box volume: the product of three perpendicular dimensions measured in the following way: Length: The length of the crankshaft from front flange to flywheel face; Width: The widest of the following: a. The outside dimension from valve cover to valve cover; b. The dimensions of the outside edges of the cylinder heads; or c. The diameter of the flywheel housing; Height: The largest of the following: a. The dimension of the crankshaft center-line to the top plane of the valve cover (or cylinder head) plus twice the stroke; or b. The diameter of the flywheel housing. e.2. ``Technology'' ``required'' for the ``production'' of specially designed components, as follows, for ``high output diesel engines'': e.2.a. ``Technology'' ``required'' for the ``production'' of engine systems having all of the following components employing ceramics materials controlled by 1C007: e.2.a.1. Cylinder liners; e.2.a.2. Pistons; e.2.a.3. Cylinder heads; and e.2.a.4. One or more other components (including exhaust ports, turbochargers, valve guides, valve assemblies or insulated fuel injectors); e.2.b. ``Technology'' ``required'' for the ``production'' of turbocharger systems, with single-stage compressors having all of the following: e.2.b.1. Operating at pressure ratios of 4:1 or higher; e.2.b.2. A mass flow in the range from 30 to 130 kg per minute; and e.2.b.3. Variable flow area capability within the compressor or turbine sections; e.2.c. ``Technology'' ``required'' for the ``production'' of fuel injection systems with a specially designed multifuel (e.g., diesel or jet fuel) capability covering a viscosity range from diesel fuel (2.5 cSt at 310.8 K (37.8 deg.C)) down to gasoline fuel (0.5 cSt at 310.8 K (37.8 deg.C)), having both of the following: e.2.c.1. Injection amount in excess of 230 mm<SUP>3 per injection per cylinder; e.2.c.2. Specially designed electronic control features for switching governor characteristics automatically depending on fuel property to provide the same torque characteristics by using the appropriate sensors; e.3. ``Technology'' ``required'' for the ``development'' or ``production'' of ``high output diesel engines'' for solid, gas phase or liquid film (or combinations thereof) cylinder wall lubrication, permitting operation to temperatures exceeding 723 K (450 deg.C), measured on the cylinder wall at the top limit of travel of the top ring of the piston. 9E018 ``Technology'' for the ``development'', ``production'', or ``use'' of equipment controlled by 9A018. License Requirements Reason for Control: NS, RS, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ NS applies to entire entry............... NS Column 1. [[Page 13035]] RS applies to 9A018.a and .b............. RS Column 2. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: Yes for Australia, Japan, New Zealand, and NATO only List of Items Controlled Unit: N/A Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9E101 ``Technology'' according to the General Technology Note for the ``development'' or ``production'' of equipment controlled by 9A101, 9A106, 9A110, or 9A115. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: The corresponding EU List number controls ``software'' relating to entries that do not appear on the CCL (e.g., 9A104, 9A105, 9A107 to 9A109, 9A111, 9A116 to 9A119). The ``software'' related to these entries is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls (see 22 CFR part 121). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9E102 ``Technology'' according to the General Technology Note for the ``use'' of goods specified in 9A101, 9A106, 9A110, 9B105, 9B106, 9B115, 9B116, 9B117, or 9D101. License Requirements Reason for Control: MT, AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ MT applies to entire entry............... MT Column 1. AT applies to entire entry............... AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: The corresponding EU List number controls ``software'' relating to entries that do not appear on the CCL (e.g., 9A004 to 9A011, 9A104, 9A105, 9A107 to 9A109, 9A111, 9A116 to 9A119, or 9D103). The ``software'' related to these entries is subject to the export licensing authority of the U.S. Department of State, Office of Defense Trade Controls (see 22 CFR part 121). Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9E990 ``Technology'', n.e.s., for the ``development'', ``production'', or ``use'' of diesel engines and pressurized aircraft breathing equipment controlled by 9A990. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............... AT Column 2. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9E991 ``Technology'', n.e.s., for the ``development'', ``production'', or ``use'' of aircraft and aero gas turbine engines controlled by 9A991 or aircraft parts and components controlled by 9A994. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9E993 ``Technology'' for the ``development'', ``production'', or ``use'' of off-highway wheel tractors controlled by 9A992 or on-highway tractors controlled by 9A993. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. 9E994 ``Technology'' for ``development'', ``production'', or ``use'' of vibration test equipment controlled by 9B994. License Requirements Reason for Control: AT ------------------------------------------------------------------------ Control(s) Country Chart ------------------------------------------------------------------------ AT applies to entire entry............. AT Column 1. ------------------------------------------------------------------------ License Exceptions CIV: N/A TSR: N/A List of Items Controlled Unit: N/A Related Controls: N/A Related Definitions: N/A Items: The list of items controlled is contained in the ECCN heading. EAR99 Items subject to the EAR that are not elsewhere specified in this CCL Category or in any other category in the CCL are designated by the number EAR99. Advisory Notes for Category 9 Advisory Note 1: Licenses are likely to be approved, as administrative exceptions, for export and reexport to satisfactory end-users in Country Group D:1 of marine gas turbine engines controlled by 9A002, for installation in civil marine vessels for civil end-use, provided that their specific fuel consumption exceeds 0.23 kg/kW-hr. and their continuous ISO rating is less than 20,000 kW.


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